WEALTH ADVISORS, LLC
Registered Investment Adviser
Who We Are
As an investment advisory firm with more than twenty-five years of experience, we understand that managing wealth is a long-term proposition. Generations of families and businesses have given us a unique perspective on how to create tailored wealth strategies that address the unique circumstances of each client.
Our lead investment strategist is a Certified Investment Management Analyst SM (CIMA®), who provides personal attention to every client and their portfolios. We take pride in developing long-lasting, meaningful relationships with our clients and their families. Our personal service and close working relationships serve as the cornerstone of our practice.
What We Do
Service and trust are the core ethics of our team. Our founder, John W. Day, designed our company from the ground up to respond to the particular demands of significant wealth. We serve the whole client – from day to day needs to life-long aspirations.
We are privileged to work with successful people who have worked hard. We are ever-mindful of their efforts and see wealth preservation and prudent growth as key objectives. We recognize that true wealth does not last a single generation; rather, by building the groundwork of wise stewardship, we help clients pursue lasting legacies for generations to come.
How We Do It
As investment strategists, we leave nothing to chance. We recognize that wealth management encompasses more than just investments. We combine comprehensive financial strategies, robust analytics and extensive capital markets experience with in-depth knowledge of wealth transfer, philanthropy and financial education.
We determine a client’s financial goals, cash flow needs and resources, carefully modeling return scenarios to account for varied economic conditions. Throughout our analysis, we work to educate clients so they can gain comfort with their financial interests today and for years to come.
How We're Paid
As a registered investment adviser, we are free from the usual commercialism of the normal Wall Street retail broker or advisor. Our investment advice and decisions are unbiased and aimed at only one goal - to increase our client's wealth and manage that wealth wisely.
Wealth Advisors, LLC is a fee-only advisory firm. We do not receive any compensation from brokers, mutual fund companies, financial services companies, or any other industry group, EVER! Our fees are solely based on our service to clients and as a percentage of assets under management. As a fiduciary, we work exclusively for the best interests of our clients knowing that their success translates into our success.
John W. Day
Investment Adviser Representative
John W. Day is a Certified Investment Management AnalystSM (CIMA®) and has earned an Investment Strategist Certificate; both awarded by the Investment Management Consultants AssociationSM (IMCA®) in association with The Wharton School at the University of Pennsylvania.
As a CIMA professional, John integrates a complex body of investment knowledge to provide objective investment advice and guidance to individuals, families and institutions. That knowledge is applied systematically and ethically to assist clients in making prudent investment decisions.
Born and raised in Oklahoma, John earned a Finance degree from Northeastern State University. His advanced education credits were obtained from The American College and The Wharton School at the University of Pennsylvania.
Using his twenty-plus years of management experience, John created Wealth Advisors, LLC, to uniquely serve his clients by operating independently and removing the inherent bias associated with most traditional retail investment firms.
John holds the following professional designations and licenses:
- Certified Investment Management AnalystSM
- Chartered Financial Consultant (ChFC®)
- Chartered Life Underwriter (CLU®)
- Exam Series 65 (NASAA) Exam Series 7 (FINRA)
Business Operations Director
As Operations Director, Randy Pigman oversees all the day-to-day business areas of Wealth Advisors, LLC. His thirty-plus years in administration, accounting and management, uniquely qualify him for this role. He has experience in a wide range of business, including financial services, accounting, manufacturing, and non-profit organizations.
Randy is responsible for maintaining the accuracy of our clients’ account information, transaction and performance reporting and portfolio strategy integrity. Using sophisticated wealth-management tools, he is able to assess and respond personally to client questions and requests. He also researches and responds to client issues relating to investments, portfolio positions, account servicing, tax reporting, transfers, and money movement.
In addition to client relations, Randy is responsible for monitoring and updating the firm’s regulatory filings and records, both at the national and state level. As Accounting Manager, he oversees the firm’s financial and accounting records, budgeting, cash flow transactions, bank relations and tax reporting.
The key to consistent wealth accumulation and preservation is the design, implementation, and monitoring of our clients' portfolios. As our lead portfolio strategist, John W. Day takes a very personal approach to this process and above all desires to develop a long-term trusting relationship with every client.
Creating customized portfolios consists of client meetings and behind the scenes planning and preparation. Many clients have multiple goals and specific needs and each portfolio is tailored to achieve those goals. Risk is managed by creating a diversified portfolio of investments, constant monitoring of the markets, and timely adjustments to
Clients We Advise
Wealth Advisors provides investment advisory services to a wide variety of clients. Client types include:
- Individuals, Married Couples, Minor Accounts
- Joint Tenants, Trusts, Estates, Defined Benefit Plans
- IRAs of individuals or family members, 401(k) & 403(b) plans
- Sole Proprietorships, LLCs, LLPs, Corporations
Before providing advisor services, we request prospective clients have several discussions with our lead strategist, John W. Day. Only after a client feels comfortable and satisfied with Mr. Day and Wealth Advisors will the client-advisor relationship begin.
Accounts We Service
In conjunction with our different types of clients, we offer many account types to accommodate every investment need. Through our custodian, Charles Schwab & Co., Inc., we offer the following types of brokerage accounts:
- Investment Accounts – Individual, Joint, Minor, Trusts, etc.
- IRA Accounts – Contributory, Rollover, Roth, Conversions
- 529 College Savings Plans
- SEP- IRA, Simple IRA, Individual 401(k)
All accounts are opened and maintained through Schwab Advisor Services™. Wealth Advisors also receives daily, monthly and year-end account, trading and tax information from Charles Schwab for reporting and archival purposes.
Our Custodian, Schwab
The Charles Schwab Corporation provides a full range of securities, brokerage, banking, money management, and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab”), Member SIPC, offers investment services and products, including Schwab brokerage accounts.
Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned, affiliated with, or supervised by Schwab.
Charles Schwab has received the highest ranking in overall satisfaction in the J.D. Power 2016 Full-Service Investor Satisfaction Study.